SFC Licences of LIU Xinxing 劉昕星

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RE 9 10 October 2022
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 10 October 2022
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 10 October 2022
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 28 August 2017 01 January 2020
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 28 August 2017 01 January 2020
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 28 August 2017 01 January 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 28 August 2017 01 January 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 28 August 2017 01 January 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 28 August 2017 01 January 2020
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 4 28 August 2017 01 January 2020
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 5 28 August 2017 01 January 2020
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RE 9 28 August 2017 01 January 2020