SFC Licences of CHAO Evan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Privium Fund Management (HK) Limited | RE | 9 | 05 December 2022 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 13 June 2018 | 06 January 2021 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 4 | 14 July 2017 | 26 May 2018 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 14 July 2017 | 26 May 2018 |