SFC Licences of DU Yang 杜洋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 9 | 17 July 2019 | 31 October 2019 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 4 | 17 July 2019 | 31 October 2019 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 1 | 17 July 2019 | 31 October 2019 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 17 April 2019 | 03 July 2019 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 | RE | 4 | 16 August 2017 | 03 July 2019 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 | RE | 9 | 16 August 2017 | 03 July 2019 |