SFC Licences of SUN Xinyi 孫欣怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 | RE | 9 | 27 July 2021 | |
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 | RE | 4 | 27 July 2021 | |
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 | RE | 1 | 27 July 2021 | |
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RE | 9 | 20 May 2020 | 18 May 2021 |
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RE | 4 | 20 May 2020 | 18 May 2021 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 20 May 2020 | 18 May 2021 |
DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 9 | 21 September 2017 | 29 April 2020 |
DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 21 September 2017 | 29 April 2020 |
DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 21 September 2017 | 29 April 2020 |