SFC Licences of SUN Xinyi 孫欣怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RE 9 27 July 2021
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RE 4 27 July 2021
Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 RE 1 27 July 2021
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RE 9 20 May 2020 18 May 2021
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RE 4 20 May 2020 18 May 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 20 May 2020 18 May 2021
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 9 21 September 2017 29 April 2020
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 4 21 September 2017 29 April 2020
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 1 21 September 2017 29 April 2020