SFC Licences of LI Kwok Man 李國文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Berich Brokerage Limited 百裕證券有限公司 | RE | 1 | 01 February 2021 | 05 December 2022 |
Sunfund Securities Limited 東皓證券有限公司 | RO | 4 | 01 June 2020 | 31 October 2020 |
Sunfund Securities Limited 東皓證券有限公司 | RO | 1 | 04 June 2019 | 31 October 2020 |
Vision Finance (Securities) Limited 匯金(證券)有限公司 | RE | 1 | 05 September 2017 | 05 September 2018 |