SFC Licences of LI Kwok Man 李國文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Berich Brokerage Limited 百裕證券有限公司 RE 1 01 February 2021 05 December 2022
Sunfund Securities Limited 東皓證券有限公司 RO 4 01 June 2020 31 October 2020
Sunfund Securities Limited 東皓證券有限公司 RO 1 04 June 2019 31 October 2020
Vision Finance (Securities) Limited 匯金(證券)有限公司 RE 1 05 September 2017 05 September 2018