SFC Licences of YUNG Yee Mei 翁綺微
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Koala Securities Limited 樹熊證券有限公司 | RO | 4 | 30 December 2022 | |
Koala Securities Limited 樹熊證券有限公司 | RO | 1 | 30 December 2022 | |
Koala Securities Limited 樹熊證券有限公司 | RE | 4 | 12 March 2021 | 30 December 2022 |
Koala Securities Limited 樹熊證券有限公司 | RE | 1 | 12 March 2021 | 30 December 2022 |
Koala Capital Management Limited 樹熊資本管理有限公司 | RE | 9 | 12 March 2021 | |
Leeds Securities Investment Limited 競富證券金融有限公司 | RE | 1 | 07 January 2020 | 05 October 2020 |
Leeds Fund International Limited 競富基金國際有限公司 | RE | 9 | 07 January 2020 | 05 October 2020 |
Leeds Fund International Limited 競富基金國際有限公司 | RE | 4 | 07 January 2020 | 05 October 2020 |
Koala Capital Management Limited 樹熊資本管理有限公司 | RE | 9 | 02 July 2019 | 03 January 2020 |
Koala Securities Limited 樹熊證券有限公司 | RE | 4 | 02 July 2019 | 03 January 2020 |
Koala Securities Limited 樹熊證券有限公司 | RE | 1 | 01 February 2019 | 03 January 2020 |
Chuenman Securities Limited 川文證券有限公司 | RE | 1 | 22 August 2017 | 31 January 2019 |