SFC Licences of CHONG Wai Ho 莊偉豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Equities First Holdings Hong Kong Limited | RO | 1 | 14 August 2023 | |
| Equities First Holdings Hong Kong Limited | RE | 1 | 07 October 2020 | 14 August 2023 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 04 March 2019 | 14 July 2020 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 21 July 2017 | 01 March 2019 |