SFC Licences of LU Jianjie 陸建杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Greenwoods Asset Management Hong Kong Limited 景林資產管理香港有限公司 | RE | 9 | 13 July 2020 | 17 December 2021 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 20 December 2017 | 08 April 2020 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 4 | 21 July 2017 | 15 December 2017 |