SFC Licences of TONG Kin Tung 湯建東
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 28 June 2023 | |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 28 June 2023 | |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 2 | 17 June 2021 | 23 June 2023 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 17 June 2021 | 23 June 2023 |
CN First International Futures Limited 中一期貨有限公司 | RE | 1 | 24 March 2021 | 03 June 2021 |
CN First International Futures Limited 中一期貨有限公司 | RE | 2 | 09 July 2019 | 03 June 2021 |