SFC Licences of DENG Qiao 鄧巧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 4 | 13 March 2024 | |
Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 1 | 13 March 2024 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 26 July 2017 | 09 December 2023 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 26 July 2017 | 09 December 2023 |