SFC Licences of BAO Hongting 鮑虹婷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RE 1 25 August 2023
CMB International Capital Limited 招銀國際融資有限公司 RO 6 07 February 2022 01 July 2023
CMB International Capital Limited 招銀國際融資有限公司 RO 1 07 February 2022 01 July 2023
CMB International Capital Limited 招銀國際融資有限公司 RE 6 14 November 2019 07 February 2022
CMB International Capital Limited 招銀國際融資有限公司 RE 1 14 November 2019 07 February 2022
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 20 July 2017 30 August 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 20 July 2017 30 August 2019