SFC Licences of YAN Hao 閆昊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fidelity Management & Research (Hong Kong) Limited (trading as Fidelity Investments) RE 4 24 March 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 01 August 2017 21 March 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 01 August 2017 21 March 2020