SFC Licences of YAN Hao 閆昊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fidelity Management & Research (Hong Kong) Limited (trading as Fidelity Investments) | RE | 4 | 24 March 2020 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 01 August 2017 | 21 March 2020 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 01 August 2017 | 21 March 2020 |