SFC Licences of CHEN Keng Chia 陳畊嘉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UCAP Securities (HK) Limited 佑聯證券有限公司 | RE | 9 | 16 December 2020 | 02 February 2022 |
UCAP Securities (HK) Limited 佑聯證券有限公司 | RE | 4 | 16 December 2020 | 02 February 2022 |
UCAP Securities (HK) Limited 佑聯證券有限公司 | RE | 1 | 10 November 2020 | 02 February 2022 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 01 August 2017 | 09 October 2020 |