SFC Licences of CHEN Keng Chia 陳畊嘉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UCAP Securities (HK) Limited 佑聯證券有限公司 RE 9 16 December 2020 02 February 2022
UCAP Securities (HK) Limited 佑聯證券有限公司 RE 4 16 December 2020 02 February 2022
UCAP Securities (HK) Limited 佑聯證券有限公司 RE 1 10 November 2020 02 February 2022
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 01 August 2017 09 October 2020