SFC Licences of XIONG Yun 熊韵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 18 November 2021 | 21 November 2023 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 25 July 2017 | 09 July 2021 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 25 July 2017 | 09 July 2021 |