SFC Licences of WONG Frances 王琦雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 29 March 2021 | |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 31 July 2017 | 11 March 2021 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 31 July 2017 | 11 March 2021 |
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 31 July 2017 | 18 September 2017 |