SFC Licences of WU Jing 吳晶

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1 23 January 2020
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 23 January 2020
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 4 08 January 2020
China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司
RE 9 12 August 2019 27 September 2019
China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司
RE 4 11 July 2019 27 September 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1, 4 09 August 2017 02 July 2019