SFC Licences of PANG Chung Po 彭忠寶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Avenue Asset Management Limited 道信資產管理有限公司 | RE | 9 | 02 May 2023 | 06 January 2024 |
| Avenue Asset Management Limited 道信資產管理有限公司 | RE | 4 | 02 May 2023 | 06 January 2024 |
| Avenue Family Office Limited 道信家族辦公室有限公司 | RE | 9 | 08 July 2020 | 06 January 2024 |
| Avenue Family Office Limited 道信家族辦公室有限公司 | RE | 4 | 08 July 2020 | 06 January 2024 |
| Avenue Family Office Limited 道信家族辦公室有限公司 | RE | 1 | 08 July 2020 | 06 January 2024 |
| Avenue Asset Management Limited 道信資產管理有限公司 | RE | 9 | 08 July 2020 | 05 June 2022 |
| Avenue Asset Management Limited 道信資產管理有限公司 | RE | 4 | 08 July 2020 | 05 June 2022 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 16 March 2020 | 30 June 2020 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 16 March 2020 | 30 June 2020 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 05 January 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 01 August 2017 | 02 October 2017 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 01 August 2017 | 02 October 2017 |