SFC Licences of CHONG Tsz Ngai 莊子毅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 6 | 21 May 2020 | 17 December 2021 |
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 4 | 24 March 2020 | 17 December 2021 |
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 1 | 24 March 2020 | 17 December 2021 |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 4 | 05 July 2019 | 16 December 2019 |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 05 July 2019 | 16 December 2019 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 28 July 2017 | 12 April 2019 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 28 July 2017 | 12 April 2019 |