SFC Licences of CHEN Zhaoxi 陳朝熹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 27 January 2021 04 August 2023
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 27 January 2021 04 August 2023
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 09 August 2017 11 September 2020
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 09 August 2017 11 September 2020