SFC Licences of CHEN Zhaoxi 陳朝熹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 27 January 2021 | 04 August 2023 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 27 January 2021 | 04 August 2023 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 09 August 2017 | 11 September 2020 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 09 August 2017 | 11 September 2020 |