SFC Licences of NOH James Hyon
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 17 December 2021 | 16 February 2024 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 17 December 2021 | 16 February 2024 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 26 March 2019 | 10 December 2021 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 26 March 2019 | 10 December 2021 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 7 | 26 March 2019 | 25 May 2020 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 07 August 2017 | 29 June 2018 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 07 August 2017 | 29 June 2018 |