SFC Licences of NOH James Hyon

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 17 December 2021
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 17 December 2021
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 2 26 March 2019 10 December 2021
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 26 March 2019 10 December 2021
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 7 26 March 2019 25 May 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 07 August 2017 29 June 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 07 August 2017 29 June 2018