SFC Licences of ZUO Yiyuan 左憶遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 27 March 2024 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 10 January 2024 | 29 January 2024 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 10 January 2024 | 29 January 2024 |
| UBS Securities Hong Kong Limited | RE | 7 | 17 July 2018 | 29 October 2021 |
| UBS Securities Hong Kong Limited | RE | 1 | 17 July 2018 | 29 October 2021 |
| UBS Securities Asia Limited | RE | 1 | 17 July 2018 | 29 October 2021 |
| UBS Securities Asia Limited | RE | 2 | 04 July 2018 | 29 October 2021 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 07 August 2017 | 25 May 2018 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 07 August 2017 | 25 May 2018 |