SFC Licences of CHAN Siu Lun 陳肇倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| East Asia Futures Limited 東亞期貨有限公司 | RE | 2 | 12 January 2024 | |
| East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 12 January 2024 | |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 16 December 2020 | 29 December 2023 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 16 December 2020 | 29 December 2023 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 18 March 2019 | 27 November 2020 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 18 March 2019 | 27 November 2020 |
| Shacom Securities Limited 上銀證券有限公司 | RE | 4 | 19 September 2017 | 11 March 2019 |
| Shacom Securities Limited 上銀證券有限公司 | RE | 1 | 19 September 2017 | 11 March 2019 |
| Shacom Futures Limited 上商期貨有限公司 | RE | 5 | 19 September 2017 | 11 March 2019 |
| Shacom Futures Limited 上商期貨有限公司 | RE | 2 | 19 September 2017 | 11 March 2019 |