SFC Licences of KO Rose 高湘維

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merdeka Investment Management Limited 領智投資管理有限公司 RE 9 17 December 2019
Merdeka Investment Management Limited 領智投資管理有限公司 RE 4 22 November 2019
Merdeka Securities Limited 領智證券有限公司 RE 1 22 November 2019
LT Finance Management Limited RE 5 02 August 2018 31 March 2019
LT Finance Management Limited RE 4 02 August 2018 31 March 2019
LT Securities Limited 利通證券有限公司 RE 2 02 August 2018 31 March 2019
LT Securities Limited 利通證券有限公司 RE 1 02 August 2018 31 March 2019