SFC Licences of GUAN Guhan 關谷涵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited RE 4 18 March 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 28 August 2017 19 February 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 28 August 2017 19 February 2019