SFC Licences of GUAN Guhan 關谷涵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 18 March 2019 | |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 28 August 2017 | 19 February 2019 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 28 August 2017 | 19 February 2019 |