SFC Licences of HUI Yun Chak 許潤澤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 16 June 2022 | |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 16 June 2022 | |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 28 April 2022 | |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 28 April 2022 | |
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資 (香港) 有限公司 | RE | 2 | 13 April 2021 | 18 March 2022 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀 (香港) 有限公司 | RE | 1 | 13 April 2021 | 18 March 2022 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 24 July 2018 | 09 October 2018 |
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 28 August 2017 | 15 July 2018 |
| Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 28 August 2017 | 15 July 2018 |