SFC Licences of CHAN Siu Kei, Ken 陳兆基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Quam Securities Limited 華富建業證券有限公司 RE 9 26 February 2021
Quam Securities Limited 華富建業證券有限公司 RE 2 23 April 2019
Quam Securities Limited 華富建業證券有限公司 RE 1 26 February 2019
Cathaysia Securities Limited 華夏證券有限公司 RE 1 02 November 2018 31 January 2019