SFC Licences of CHAN Siu Kei, Ken 陳兆基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Quam Securities Limited 華富建業證券有限公司 | RE | 9 | 26 February 2021 | |
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 23 April 2019 | |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 26 February 2019 | |
Cathaysia Securities Limited 華夏證券有限公司 | RE | 1 | 02 November 2018 | 31 January 2019 |