SFC Licences of ZHAO Xiaotian 趙晓天
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 | RE | 9 | 21 June 2022 | |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 | RE | 4 | 21 June 2022 | |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 | RE | 1 | 21 June 2022 | |
| Coller Capital (Hong Kong) Limited | RE | 1 | 03 August 2021 | 30 March 2022 |
| Coller Capital (Hong Kong) Limited | RE | 4 | 29 July 2021 | 30 March 2022 |
| Anchor Equity Partners (Asia) Limited | RE | 9 | 18 December 2018 | 11 June 2021 |
| Anchor Equity Partners (Asia) Limited | RE | 4 | 18 December 2018 | 11 June 2021 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 16 August 2017 | 07 September 2018 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 16 August 2017 | 07 September 2018 |