SFC Licences of SUN Chang 孫暢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 13 October 2023 | |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 14 August 2023 | |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 10 January 2022 | 11 July 2023 |
Macquarie Asia Securities Limited | RE | 1 | 10 January 2022 | 11 July 2023 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 09 January 2020 | 31 December 2021 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 17 December 2019 | 31 December 2021 |
China Reserve Securities Limited 東儲證券有限公司 | RE | 1 | 07 August 2019 | 20 November 2019 |
Equities First Holdings Hong Kong Limited | RE | 1 | 11 August 2017 | 25 March 2019 |