SFC Licences of DAI Di 代蒂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Ninety One Hong Kong Limited 晉達資產管理香港有限公司 | RE | 2 | 27 September 2023 | |
Ninety One Hong Kong Limited 晉達資產管理香港有限公司 | RE | 4 | 05 October 2022 | |
Ninety One Hong Kong Limited 晉達資產管理香港有限公司 | RE | 1 | 11 August 2022 | |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 23 July 2021 | 04 May 2022 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 23 July 2021 | 04 May 2022 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 04 July 2018 | 03 June 2021 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 04 July 2018 | 03 June 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 28 August 2017 | 15 June 2018 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 28 August 2017 | 15 June 2018 |