SFC Licences of ZHOU Lin 周霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 6 | 06 June 2022 | |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 4 | 06 June 2022 | |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 1 | 06 June 2022 | |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 12 October 2021 | 29 April 2022 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 4 | 28 March 2019 | 29 April 2022 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 16 August 2017 | 28 February 2019 |