SFC Licences of CHEN Hung 陳虹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Capstone Investment Advisors (HK) Limited RE 9 17 January 2024
Merrill Lynch Far East Limited RE 2 27 October 2020 20 November 2023
Merrill Lynch Far East Limited RE 1 27 October 2020 20 November 2023
Merrill Lynch (Asia Pacific) Limited RE 1 27 October 2020 20 November 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 28 August 2017 11 September 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 28 August 2017 11 September 2020