SFC Licences of CHEN Hung 陳虹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Capstone Investment Advisors (HK) Limited | RE | 9 | 17 January 2024 | |
Merrill Lynch Far East Limited | RE | 2 | 27 October 2020 | 20 November 2023 |
Merrill Lynch Far East Limited | RE | 1 | 27 October 2020 | 20 November 2023 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 27 October 2020 | 20 November 2023 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 28 August 2017 | 11 September 2020 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 28 August 2017 | 11 September 2020 |