SFC Licences of ZHOU Haote 周浩特

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司
RE 1, 4, 6 17 December 2020
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 02 August 2018 16 October 2020
CLSA Limited 中信里昂證券有限公司
RE 1 02 August 2018 16 October 2020
CLSA Limited 中信里昂證券有限公司
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 30 July 2018 16 October 2020
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司
RE 4 16 August 2017 14 July 2018