SFC Licences of ZHOU Haote 周浩特
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 16 October 2023 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 17 December 2020 | 02 October 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 17 December 2020 | 02 October 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 17 December 2020 | 02 October 2023 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 02 August 2018 | 16 October 2020 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 02 August 2018 | 16 October 2020 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 30 July 2018 | 16 October 2020 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 30 July 2018 | 16 October 2020 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 16 August 2017 | 14 July 2018 |