SFC Licences of KOO Tun Lok Carlos 顧敦樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HK Monkey Securities Limited 金猴證券有限公司 | RE | 1 | 22 August 2019 | 30 April 2023 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 11 August 2017 | 06 March 2019 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 11 August 2017 | 06 March 2019 |