SFC Licences of LI Sze Lok 李施樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 6 | 14 June 2019 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 14 June 2019 | |
| Innovax Capital Limited 創陞融資有限公司 | RE | 1 | 27 November 2017 | 16 May 2019 |
| Innovax Capital Limited 創陞融資有限公司 | RE | 6 | 14 August 2017 | 16 May 2019 |