SFC Licences of LAI Andrew Kai-Jie 賴凱杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | RE | 9 | 20 November 2018 | |
| Neuberger Berman Asia Limited | RE | 4 | 20 November 2018 | |
| Neuberger Berman Asia Limited | RE | 1 | 09 November 2018 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 28 August 2017 | 31 August 2018 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 28 August 2017 | 31 August 2018 |