SFC Licences of KANTHAN Aparna
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 2 | 20 August 2021 | |
UBS Securities Hong Kong Limited | RE | 1 | 20 August 2021 | |
UBS Securities Asia Limited | RE | 2 | 20 August 2021 | |
UBS Securities Asia Limited | RE | 1 | 20 August 2021 | |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 30 August 2017 | 01 June 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 30 August 2017 | 01 June 2021 |