SFC Licences of KANTHAN Aparna

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited RE 2 20 August 2021
UBS Securities Hong Kong Limited RE 1 20 August 2021
UBS Securities Asia Limited RE 2 20 August 2021
UBS Securities Asia Limited RE 1 20 August 2021
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 30 August 2017 01 June 2021
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 30 August 2017 01 June 2021