SFC Licences of WAN Sau Yi 尹秀儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RO | 9 | 03 November 2023 | |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RO | 4 | 03 November 2023 | |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 9 | 25 October 2023 | 03 November 2023 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 4 | 25 October 2023 | 03 November 2023 |
| Beigehill Asset Management Limited 稻盛資產管理有限公司 | RO | 9 | 01 March 2023 | 27 September 2023 |
| Beigehill Asset Management Limited 稻盛資產管理有限公司 | RO | 4 | 01 March 2023 | 27 September 2023 |
| Beigehill Asset Management Limited 稻盛資產管理有限公司 | RE | 9 | 11 January 2023 | 01 March 2023 |
| Priority Asset Management Group Limited 優先資產管理集團有限公司 | RE | 9 | 31 May 2022 | 15 December 2022 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 21 September 2017 | 19 April 2022 |