SFC Licences of YOUNG Charles Maximilian
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 2 | 29 August 2022 | |
Merrill Lynch Far East Limited | RE | 1 | 29 August 2022 | |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 August 2022 | |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 28 December 2021 | 03 June 2022 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 23 December 2021 | 03 June 2022 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 11 September 2017 | 17 December 2021 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 7 | 11 September 2017 | 25 May 2020 |