SFC Licences of MA Ruosi 馬若思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Vista Equity Partners Management (Hong Kong) Limited | RE | 1 | 21 July 2022 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 04 September 2019 | 30 September 2020 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 04 September 2019 | 30 September 2020 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 | RE | 9 | 04 September 2018 | 02 August 2019 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 9 | 17 August 2017 | 02 August 2019 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 17 August 2017 | 02 August 2019 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 4 | 17 August 2017 | 02 August 2019 |
| Yunfeng Securities Limited 雲鋒證券有限公司 | RE | 1 | 17 August 2017 | 02 August 2019 |
| Yunfeng Securities Limited 雲鋒證券有限公司 | RE | 4 | 17 August 2017 | 02 August 2019 |