SFC Licences of MA Ruosi 馬若思

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Vista Equity Partners Management (Hong Kong) Limited RE 1 21 July 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 4 04 September 2019 30 September 2020
CMB International Securities Limited 招銀國際證券有限公司 RE 1 04 September 2019 30 September 2020
Yunfeng Asset Management Limited 雲鋒資產管理有限公司 RE 9 04 September 2018 02 August 2019
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 1 17 August 2017 02 August 2019
Yunfeng Securities Limited 雲鋒證券有限公司 RE 1 17 August 2017 02 August 2019
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 4 17 August 2017 02 August 2019
Yunfeng Securities Limited 雲鋒證券有限公司 RE 4 17 August 2017 02 August 2019
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 9 17 August 2017 02 August 2019