SFC Licences of YAMAMOTO Naoki
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 11 December 2023 | 15 December 2023 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 17 July 2023 | 22 July 2023 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 10 March 2023 | 20 March 2023 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 14 August 2017 | 12 October 2020 |