SFC Licences of ZHONG Mingchang 鐘銘昌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 | RE | 9 | 01 June 2020 | 30 July 2021 |
UBS Securities Hong Kong Limited | RE | 6 | 13 June 2018 | 28 March 2020 |
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 6 | 25 September 2017 | 20 March 2018 |
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 4 | 25 September 2017 | 20 March 2018 |