SFC Licences of LO Shuk Sui 盧淑穗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tai Fung Securities Limited 大豐證券有限公司 | RE | 1 | 08 July 2019 | 24 April 2022 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 06 September 2018 | 23 June 2019 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 06 September 2018 | 23 June 2019 |
| Blackwell Global Futures Limited 博威環球期貨有限公司 | RE | 2 | 18 September 2017 | 15 August 2018 |
| Blackwell Global Securities Limited 博威環球證劵有限公司 | RE | 1 | 18 September 2017 | 15 August 2018 |