SFC Licences of LIU Jiandong 劉建東
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4 | 01 March 2021 | |
| CLSA Limited 中信里昂證券有限公司 |
RE | 4 | 01 March 2021 | 26 July 2021 |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 6 | 15 January 2021 | |
| CLSA Limited 中信里昂證券有限公司 |
RE | 1 | 15 January 2021 | |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RE | 1, 6 | 13 August 2018 | 18 December 2020 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RE | 1, 4, 6 | 17 August 2017 | 19 July 2018 |