SFC Licences of LIU Jiandong 劉建東

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 01 March 2021
CLSA Limited 中信里昂證券有限公司
RE 4 01 March 2021 26 July 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 15 January 2021
CLSA Limited 中信里昂證券有限公司
RE 1 15 January 2021
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 13 August 2018 18 December 2020
CEB International Capital Corporation Limited 光銀國際資本有限公司
RE 1, 4, 6 17 August 2017 19 July 2018