SFC Licences of LIU Jiandong 劉建東

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 01 March 2021 18 July 2023
CLSA Limited 中信里昂證券有限公司 RE 4 01 March 2021 26 July 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 15 January 2021 18 July 2023
CLSA Limited 中信里昂證券有限公司 RE 1 15 January 2021 18 July 2023
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 RE 6 13 August 2018 18 December 2020
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 RE 1 13 August 2018 18 December 2020
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 6 17 August 2017 19 July 2018
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 4 17 August 2017 19 July 2018
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE 1 17 August 2017 19 July 2018