SFC Licences of LO Chiu Lam, Alex 勞昭霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 | RE | 6 | 17 April 2018 | 12 August 2019 |
Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 | RE | 1 | 17 April 2018 | 12 August 2019 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 4 | 23 January 2018 | 08 April 2018 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 21 August 2017 | 08 April 2018 |
Huarong International Capital Limited 華融國際融資有限公司 | RE | 1 | 21 August 2017 | 08 April 2018 |
Huarong International Capital Limited 華融國際融資有限公司 | RE | 6 | 21 August 2017 | 08 April 2018 |