SFC Licences of LO Chiu Lam, Alex 勞昭霖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 RE 6 17 April 2018 12 August 2019
Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 RE 1 17 April 2018 12 August 2019
Huarong International Securities Limited 華融國際證券有限公司 RE 4 23 January 2018 08 April 2018
Huarong International Securities Limited 華融國際證券有限公司 RE 1 21 August 2017 08 April 2018
Huarong International Capital Limited 華融國際融資有限公司 RE 1 21 August 2017 08 April 2018
Huarong International Capital Limited 華融國際融資有限公司 RE 6 21 August 2017 08 April 2018