SFC Licences of LUO Zhen 羅真
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Millennium Capital Management (Hong Kong) Limited | RE | 9 | 02 February 2023 | 08 March 2024 |
Millennium Capital Management (Hong Kong) Limited | RE | 9 | 28 February 2022 | 30 September 2022 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 02 August 2018 | 11 March 2020 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 02 August 2018 | 11 March 2020 |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 29 June 2018 | 11 March 2020 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 30 August 2017 | 30 May 2018 |