SFC Licences of AU YEONG Wai Mun
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 19 October 2020 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 19 October 2020 | |
J.P. Morgan Securities (Far East) Limited | RE | 6 | 21 August 2017 | 01 September 2020 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 21 August 2017 | 01 September 2020 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 21 August 2017 | 01 September 2020 |