SFC Licences of LEOTTA Sebastian John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BC Asia Asset Management Limited | RO | 4 | 09 August 2022 | 31 May 2023 |
| BC Asia Asset Management Limited | RO | 9 | 30 June 2021 | 31 May 2023 |
| BC Asia Asset Management Limited | RO | 1 | 30 June 2021 | 20 September 2022 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 23 August 2019 | 15 January 2021 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 4 | 04 September 2017 | 15 January 2021 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 9 | 04 September 2017 | 15 January 2021 |