SFC Licences of DALAL Alok Mukul
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 18 July 2023 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 12 September 2017 | 20 September 2022 |