SFC Licences of LAU Ming Cham 劉明瓚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 10 August 2023 | 24 February 2024 |
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 28 October 2021 | 08 July 2022 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 29 September 2021 | 24 February 2024 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 29 September 2021 | 24 February 2024 |
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 | RE | 1 | 29 September 2021 | 24 February 2024 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 29 September 2021 | 24 February 2024 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 26 March 2020 | 08 September 2021 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 17 September 2019 | 08 September 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 04 July 2019 | 08 September 2021 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 25 August 2017 | 07 June 2019 |