SFC Licences of LAU Ming Cham 劉明瓚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 10 August 2023 24 February 2024
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 28 October 2021 08 July 2022
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 29 September 2021 24 February 2024
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 29 September 2021 24 February 2024
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 RE 1 29 September 2021 24 February 2024
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 29 September 2021 24 February 2024
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 26 March 2020 08 September 2021
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 17 September 2019 08 September 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 04 July 2019 08 September 2021
Chief Securities Limited 致富證券有限公司 RE 1 25 August 2017 07 June 2019