SFC Licences of KWAN Sing Yan 關承恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 24 May 2022 | |
SDHG International Securities Limited 山高國際證券有限公司 | RE | 1 | 09 July 2021 | 11 May 2022 |
Caitong International Securities Co., Limited 財通國際證券有限公司 | RE | 1 | 17 February 2021 | 18 June 2021 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 20 May 2019 | 17 April 2020 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 28 August 2017 | 30 April 2020 |