SFC Licences of KWAN Sing Yan 關承恩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 24 May 2022
SDHG International Securities Limited 山高國際證券有限公司 RE 1 09 July 2021 11 May 2022
Caitong International Securities Co., Limited 財通國際證券有限公司 RE 1 17 February 2021 18 June 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 20 May 2019 17 April 2020
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 28 August 2017 30 April 2020